Securities And Exchange Commission
The U.S. Securities and Exchange Commission is an independent agency of the United States government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. Read more at Wikipedia→
- Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer…
- August 20, 2010 - Closing in 18 day(s)
- Concept Release on the U.S. Proxy System
- July 22, 2010 - Closing in 48 day(s)
- Mutual Fund Distribution Fees; Confirmations
- August 4, 2010 - Closing in 64 day(s)
- Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer…
- August 20, 2010
- Mutual Fund Distribution Fees; Confirmations
- August 4, 2010
- Concept Release on the U.S. Proxy System
- July 22, 2010
- Delegation of Authority to the Director of Its Division of Enforcement
- August 16, 2010
- Amendments to Form ADV
- August 12, 2010
- Amendments to the Informal and Other Procedures, Rules of Organization and Program…
- August 6, 2010
- SEC requires advisers to muni issuers to register - Reuters
- Ex-hedge fund manager in SEC insider trading accord - Reuters
- SEC won't pursue Moody's fraud case - Washington Post
- BlackRock Announces Board Approval of Reorganization and Changes to Investment ... - MarketWatch (press release)
- Fuld Goes on the Offensive - New York Times (blog)
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- Federal Housing Finance Board - October 17, 2008
- Pipeline Posting Requirements under Section 23 of the Natural Gas Act
- Department Of Energy - February 1, 2010
- Modifications to the HIPAA Privacy, Security, and Enforcement Rules Under the Health…
- Office Of The Secretary - July 14, 2010
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