Securities And Exchange Commission

Security-Based Swap Data Repository Registration, Duties, and Core Principles

December 10, 2010 - 75 FR 77306 - RIN: 3235-AK79 - Download Full Notice: Text | PDF

In accordance with Section 763(i) of Title VII (``Title VII'') of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act''), the Securities and Exchange Commission (``Commission'') is proposing new rules under the Securities Exchange Act of 1934 (``Exchange Act'') governing the security-based swap data repository (``SDR'') registration process, duties, and core principles.

Agency Contact: John Ramsay, Deputy Director; Jo Anne Swindler, Assistant Director; Richard Vorosmarti, Special Counsel; Angie Le, Special Counsel; Miles Treakle, Staff Attorney; or Bradley Gude, Special Counsel, Division of Trading and Markets, at (202) 551- 5777, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549.

This is a proposed regulation. Comments were due on January 24, 2011.


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